John Conley Thatcher

Current Employers

Check Capital Management Inc

575 Anton Blvd Ste 500, Costa Mesa, CA 92626-7685 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-14
CA	RA	APPROVED	2017-03-03

TX RA
APPROVED

Since 2021-06-14
CA RA
APPROVED

Since 2017-03-03

Branch Locations

575 Anton Blvd Ste 500, Costa Mesa, CA 92626-7685 • United States

Boerne, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Anaheim	CA	02/2004	02/2017
Charles Schwab Bank	Anaheim	CA	02/2005	02/2017
Check Capital Management Inc.	Costa Mesa	CA	02/2017	Present

02/2004 → 02/2017

Charles Schwab & Co., Inc.

Anaheim, CA
02/2005 → 02/2017

Charles Schwab Bank

Anaheim, CA
02/2017 → Present

Check Capital Management Inc.

Costa Mesa, CA

Previous Registrations

2004-06-04 → 2017-03-06

Charles Schwab & Co., Inc.

Brea, CA

Anaheim, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-03
S63	Uniform Securities Agent State Law Examination	1992-04-03

S66 Uniform Combined State Law Examination

2004-05-03
S63 Uniform Securities Agent State Law Examination

1992-04-03

Other Names

John Conley Thatcher
John Conley Conley Thatcher

View on SEC IAPD

Current Employers

Check Capital Management Inc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews