Tracey Collins Higginbotham

Current Employers

Employment History

• 10/1996 → Present
  Higginbotham Companies, Inc.
  Cocoa, FL
• 12/2009 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL
• 12/2009 → Present
  Latitude Advisors, Llc
  Vero Beach, FL

Previous Registrations

• 2006-08-10 → 2009-12-15
  Medallion Advisory Services, Llc
  Cocoa, FL
  Cocoa, FL
• 2004-07-08 → 2006-08-26
  Cetera Investment Advisers Llc
  Cocoa, FL
• 2000-03-13 → 2004-10-29
  Genworth Financial Planning Corporation
  Cocoa, FL

Other Businesses

1 --1981 TO PRESENT - HIGGINBOTHAM COMPANIES, INC. ADDRESS 3790 NORTH HIGHWAY 1, , FL 32926; NOT INVESTMENT RELATED;TAX & ACCOUNTING PRACTICE; TITLE-PRESIDENT; DUTIES-HANDLE ALL ASPECTS OF THE BUSINESS; TIME SPENT-60%; COMPENSATED BY SALARY & DIVIDENDS; NO OTHER PRINCIPALS. 2 - 08/2006 TO PRESENT - HIGGINBOTHAM FINANCIAL SERVICES Is Investment Related, DBA, Registered Representative and Investment Advisor, Owner, 25 hours per month, 5 hours per month during trading hours, Address 3790 North Highway 1, Cocoa, Fl. 32926 Other Compensation, "Fee based and commission based conducting advisory activities including buying and selling of securities, selling variable insurance annuity products, and managing portfolios." 3 -- 02/2008 TO PRESENT-HIGGINBOTHAM REAL PROPERTIES LLC 3790 NORTH HIGHWAY 1, COCOA, FL 32926;TITLE-MANAGER;DUTIES-PREPARE & MANAGE RENTAL CONTRACTS;TIME SPENT-30%; COMPENSATED BY NET PROFIT 4 -- 02/2008 TO PRESENT-HIGGINBOTHAM QUIET STORAGE LLC 3790 NORTH HIGHWAY 1, COCOA,FL 32926; TITLE-OWNER;DUTIES-(EVERYTHING)QUIET STORAGE OF RV'S & RENTALS;TIME SPENT-5%;COMPENSATED BY NET PROFIT 5 -- 12/09 TO PRESENT LATITUDE ADVISORS, LLC, IA REP, INVESTMENT ADVISORY SERVICES, COMPENSATED BY FEES, 10% ADDRESS 3790 NORTH HIGHWAY 1, COCOA, FL. 32926 6 - 08/01/1991 TO PRESENT -TRACEY C HIGGINBOTHAM EA POSITION: OWNER NATURE: ACCOUNTING, TAX, AND FAMILY ADVISOR AND PREPARER OF NEEDED DOCUMENTS. INVESTMENT RELATED: NO HOURS: 45 INVESTMENT RELATED HOURS: 45 "DELETED" ADDRESS: 3790 NORTH HIGHWAY 1, COCOA FL 32926 DESCRIPTION: PREPARATION OF STATE AND FEDERAL TAX FORMS, BOOKKEEPING, PREPARE FINANCIAL STATEMENTS, REPRESENTATIVE FOR CLIENTS WITH GOVERNMENT ENTITIES, ASSIST WITH ESTATE PLANNING, PROVIDE FAMILY ADVISORY REQUIREMENTS, AND FILE ENTITY DOCUMENTS WITH GOVERNMENT OFFICES. 7 - 05/25/2006 TO PRESENT - HIGGINBOTHAM INSURANCE AGENCY POSITION: AGENT NATURE: PROVIDING INSURANCE PROTECTION TO BUSINESSES AND INDIVIDUALS. INVESTMENT RELATED: YES HOURS: 15 INVESTMENT RELATED HOURS: 15 "DELETED" ADDRESS: 3790 NORTH HIGHWAY 1, COCOA FL 32926 DESCRIPTION: RECOMMENDING AND BEING A PRODUCER OF LIFE, HEALTH, VARIABLE ANNUITIES, FIXED ANNUITIES, LONG TERM CARE, AND DISABILITY INSURANCE POLICIES FOR LICENSED INSURANCE PROVIDERS IN FLORIDA AND LIFE AND HEALTH INSURANCE POLICIES IN GEORGIA. 8 - 08/01/1994 TO PRESENT - NOTARY PUBLIC POSITION: Notary Public NATURE: Witnessing someone's signature INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 "DELETED" ADDRESS: 3790 NORTH HIGHWAY 1, Cocoa FL 32926 DESCRIPTION: I review a document for completion verify individual identity witness their signature sign the document myself and stamp my notary seal on the document 9 - 01/15/2024 TO PRESENT - Higginbotham Financial Services, Inc. Is Investment Related, Investment and Insurance activities, "President, Treasurer, Secretary", 100 hours per month, 30 hours per month during trading hours, Address: 3790 North Highway 1, Cocoa, Fl. 32926 Commission Compensation," Investment recommendations, retirement and estate planning, executing investment transactions, and insurance product servicing." 10 - 01/15/2024 TO PRESENT - HIGGINBOTHAM-BALDEON ENROLLED AGENTS, INC. POSITION: VICE PRESIDENT: 100 HOURS ACCOUNTING, TAX, AND FAMILY ADVISOR AND PREPARER OF NEEDED DOCUMENTS. INVESTMENT RELATED: NO ADDRESS: 3790 NORTH HIGHWAY 1, COCOA FL 32926 DESCRIPTION: PREPARATION OF STATE AND FEDERAL TAX FORMS, BOOKKEEPING, PREPARE FINANCIAL STATEMENTS, REPRESENTATIVE FOR CLIENTS WITH GOVERNMENT ENTITIES, ASSIST WITH ESTATE PLANNING, PROVIDE FAMILY ADVISORY REQUIREMENTS, AND FILE ENTITY DOCUMENTS WITH GOVERNMENT OFFICES. 11 - HIGGINBOTHAM GROUND CREW LLC, Is Not Investment Related, "3790 N HIGHWAY 1, COCOA, FL, 32926, United States", OUTSIDE MAINTENANCE, MANAGER, 11/5/2025, 40 hours per month, 0 hours per month during trading hours, Other Compensation, SELF EMPLOYMENT

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-12-04

Other Names

• Tracey C Hicks
• Tracey C Higginbotham
• Tracey Collins Hicks
• Trazey Collins Higginbotham