Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-06-14 |
Branch Locations
607 S Smith Ave, St Paul, MN 55107 • United States
999 Village Center Dr, North Oaks, MN 55127 • United States
985 Grand Ave, St Paul, MN 55105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cherokee State Bank | St. Paul | MN | 11/2003 | Present |
| Securities America Inc | St Paul | MN | 07/2015 | 06/2024 |
| Securities America Advisors | St Paul | MN | 07/2015 | 06/2024 |
| Osaic Wealth, Inc. | St Paul | MN | 06/2024 | Present |
1. SECURITIES AMERICA ADVISORS INVESTMENT ADVISORY - IAR - INVESTMENT RELATED- START DATE: 7/2015 - ADDRESS 607 SOUTH SMITH AVE, ST PAUL MN 55107 2. CHEROKEE INVESTMENT SERVICES - DBA 3. BANKCHEROKEE POSITION: dual employee NATURE: dual employer INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/1996 ADDRESS: 607 South Smith Ave, St. Paul MN 55107, United States DESCRIPTION: dual employee of Bankcherokee. I do work in capacity of providing banking services from this bank 4. ABSOLUTE FINANCIAL POSITION: owner NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2003 ADDRESS: 1670 Beechwood Ave, St. Paul MN 55116, DESCRIPTION: own and manage rental property 5. NOT SO KOSHER POSITION: currently as guest host and spouse of owner NATURE: Pod Casting show and Podcasting network INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2016 ADDRESS: 1670 Beechwood Ave, St. Paul MN 55116 DESCRIPTION: Currently owned and operated by my spouse. I will be doing non investment related comedy entertainment and interviews of show guests. I also may do live comedy appearances for the show. I will be an officer of the business. I will not be doing any investment related activity related to this OBA. I currently receive no compensation for my activity 6. HONEY MONEY POSITION: Owner/Operator NATURE: Beekeeping and sales of honey INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 1670 Beechwood Ave, St. Paul MN 55116 DESCRIPTION: provide beekeeping services and sale of honey from the bee hives 7. FINRA ARBITRATOR POSITION: FINRA Arbitrator NATURE: FINRA Arbitrator INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/18/2020 ADDRESS: 607 South Smith Ave, Saint Paul MN 55107 DESCRIPTION: As requested act as a FINRA arbitrator.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-06 |
Reach out to this advisor