Joseph Patrick Veltri

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → 06/2021
  Fidelity Investments Life Insurance Company
  Las Colinas, TX
• 07/2018 → 06/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 06/2022 → Present
  Charles Schwab & Co., Inc
  Westlake, TX
• 06/2022 → Present
  Charles Schwab Bank Ssb
  Westlake, TX
• 07/2021 → 05/2022
  Unemployed
  Dallas, TX

Previous Registrations

• 2018-07-13 → 2021-07-09
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2007-02-01 → 2018-07-13
  Strategic Advisers Llc
  Southlake, TX
  Dallas, TX
  Irving, TX
  Dallas, TX
  Irving, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-20
• S63 Uniform Securities Agent State Law Examination
  1992-02-19

Other Names

• Joseph Patrick Veltri