Best Investors Account Sign in

Joseph Patrick Veltri

Charles Schwab & Co., Inc.

Westlake, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-14
  • TX RA
    APPROVED
    Since 2022-07-14

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Life Insurance Company Las Colinas TX 05/2001 06/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2021
Charles Schwab & Co., Inc Westlake TX 06/2022 Present
Charles Schwab Bank Ssb Westlake TX 06/2022 Present
Unemployed Dallas TX 07/2021 05/2022
  • 05/2001 → 06/2021
    Fidelity Investments Life Insurance Company
    Las Colinas, TX
  • 07/2018 → 06/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2022 → Present
    Charles Schwab & Co., Inc
    Westlake, TX
  • 06/2022 → Present
    Charles Schwab Bank Ssb
    Westlake, TX
  • 07/2021 → 05/2022
    Unemployed
    Dallas, TX
Previous Registrations
  • 2018-07-13 → 2021-07-09
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2007-02-01 → 2018-07-13
    Strategic Advisers Llc
    Southlake, TX
    Dallas, TX
    Irving, TX
    Dallas, TX
    Irving, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-20
S63 Uniform Securities Agent State Law Examination 1992-02-19
  • S65 Uniform Investment Adviser Law Examination
    2000-01-20
  • S63 Uniform Securities Agent State Law Examination
    1992-02-19
Other Names
  • Joseph Patrick Veltri

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor