Thomas Joseph Golonka

Current Employers

Employment History

• 12/2012 → 02/2020
  Lpl Financial, Llc
  Williston, VT
• 12/2012 → Present
  Silverlake Wealth Management, Llc
  Williston, VT
• 04/2020 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2012-12-10 → 2016-12-31
  Silverlake Wealth Management Llc
  Williston, VT
• 2005-11-10 → 2012-12-07
  Wells Fargo Advisors Financial Network, Llc
  Montpelier, VT
  Williston, VT
  Burlington, VT
• 2001-12-06 → 2005-10-07
  Wells Fargo Clearing Services, Llc
  Burlington, VT

Other Businesses

1 FIXED INSURANCE. INVESTMENT RELATED BUSINESS. LOCATED 33 BLAIR PARK ROAD, SUITE 100, WILLISTON VT 05495. SELL AND SERVICE FIXED INSURANCE. TITLE IS INVESTMENT ADVISOR. STARTED 03/2020. 2 HRS/MO DEVOTED - 1 DURING TRADING. DUTIES ARE SALES AND SERVICE OF FIXED INSURANCE PRODUCTS. 2) SWM REALTY HOLDINGS, LLC. INVESTMENT RELATED BUSINESS. LOCATED AT 33 BLAIR PARK RD, SUITE 100, WILLISTON VT 05495. RENTAL REAL ESTATE. TITLE IS OWNER - 20%. STARTED 11/2011. 0 HRS/MO DEVOTED. DUTIES ARE RENTAL INCOME FROM SILVERLAKE WEALTH MANAGEMENT TO PAY MONTHLY OFFICE MORTGAGE. 3)SILVERLAKE WEALTH MANAGEMENT. INVESTMENT RELATED. LOCATED AT 33 BLAIR PARK RD, SUITE 100, WILLISTON VT 05495. RIA. TITLE IS MANAGING PARTNER. STARTED 10/2005. 160 HRS/MO DEVOTED - 6 DURING TRADING. DUTIES ARE PARTNER IS REGISTERED INVESTMENT ADVISORY FIRM, MANAGE CLIENT FUNDS HELD AT FIDELITY & SCHWAB IN ADVISORY RELATIONSHIP. 4) VERMONT PENSION INVESTMENT COMMITTEE. INVESTMENT RELATED. LOCATED AT 109 STATE STREET, MONTPELIER VT 05609. PENSION COMMITTEE FOR STATE TEACHERS, EMPLOYEES & MUNICIPAL FUNDS. TITLE IS BOARD CHAIR. STARTED 1/2016. 5 HRS.MO DEVOTED - 5 DURING TRADING. DUTIES ARE TO ORGANIZE MONTHLY MEETINGS AND ACT AS CHAIR OF COMMITTEE FOR PENSION FUND. ONE OF SEVEN MEMBERS ELECTED BY BOARD. 5)UVM HEALTHCARE. NOT INVESTMENT REALTED. LOCATED AT 462 SHELBURNE RD, BURLINGTON VT 05401. NON-PROFIT HOSPITAL BOARD NETWORK. TITLE IS BOARD MEMBER. STARTED 01/2020. 10 HRS/MO - 5 DURING TRADING. DUTIES ARE ONE OF 19 BOARD MEMBERS OF HOSPITAL NETWORK. 6) UVM HEALTH NETWORK - CENTRAL VERMONT MEDICAL CENTER. NOT INVESTMENT RELATED. LOCATED AT 130 FISHER RD., BERLIN VT 05602. COMMUNITY HOSPITAL - NON-PROFIT. TITLE IS BAORD CHAIR. STARTED 01/2015. 5 HRS/MO DEVOTED - 5 DURING TRADING. DUTIES ARE ONE OF 12 BOARD MEMBERS AT LOCAL COMMUNITY HOSPITAL. CVMC HOSPITAL IS PART OF THE UVM HEALTH NETWORK. 7) Montpeller Foundation. Not Investment Related. PO Box 363, Montpelier VT 05602. Board Member. Charitable Organization to benefit Montpelier VT. Start 1/1/2023. 2 hours per month not during trading. Board Member of non-profit. Assist with investment committee in management of endowment account.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1992-04-04

Designations

Other Names

• Tom Golonka