Richard Simon Zerah

Employer firm

Imperity Wealth Alliance LLC CRD 339113

$140M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1983 → Present
  Zerah & Company Cpa'S P.C.
  Melville, NY
• 03/2019 → Present
  Rzb Wealth Management, Llc
  Melville, NY
• 03/2016 → 08/2023
  Principal Securities Inc
  Melville, NY
• 08/2023 → Present
  Commonwealth Financial Network
  Waltham, MA
• 03/2026 → Present
  Imperity Wealth Alliance Llc
  Melville, NY

Previous Registrations

• 2021-06-30 → 2023-08-31
  Principal Securities, Inc.
  Melville, NY

Other Businesses

1. Fixed insurance sales; as of 1992; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, RZB Wealth Management, LLC, a private entity established to facilitate insurance business; as of 04/22/2019; 5% of time spent during business hours; Conducted at branch; Investment related. 3. Tax Preparation, Zerah & Company CPAs PC d/b/a Imperity Tax Planning; as of 1983; 10% of time spent during business hours; conducted at branch; Not investment related. 4. Co-owner, Zerah & Company CPAs PC d/b/a Imperity Tax Planning; an entity created for tax and accounting services; as of 1983; 10% of time spent during business hours; Conducted at branch location; Not Investment related. 5. Tax Preparation, Gutterson & Cohen Tax Specialists, LLC; as of 01/2020; 5% of time spent during business hours; conducted at branch; Not investment related. 6. Co-owner, Gutterson & Cohen Tax Specialists, LLC; an entity created for tax and accounting services; as of 01/2020; 5% of time spent during business hours; conducted at branch; Not investment related. 7. Treasurer with Lancelot Homeowners Association; Located at 250 Camelot Woods Drive, Monticello, NY 12701, as of 08/2019; 2% of time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-02-20

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Richard Zerah
• Richard S Zerah