Daniel Scott Peters

Employer firm

Lee Financial Company, LLC CRD 105910

$1.68B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Lee Financial Corporation
  Dallas, TX

Previous Registrations

• 2006-01-10 → 2009-01-06
  J.P. Morgan Investment Management Inc.
  New York, NY
• 2005-06-02 → 2005-12-31
  J.P. Morgan Asset Management
  Columbus, OH
• 2004-08-04 → 2005-01-13
  J.P. Morgan Asset Management
  Columbus, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-15
• S63 Uniform Securities Agent State Law Examination
  1992-04-06

Other Names

• Dan Peters