Michael R. Leach

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 08/2020
  Ubs Fianancial Services Inc
  Birmingham, MI
• 08/2020 → Present
  Stifel Nicolaus & Co Inc
  Southfield, MI

Previous Registrations

• 2010-09-17 → 2020-08-19
  Ubs Financial Services Inc.
  Birmingham, MI
• 2007-04-02 → 2009-02-02
  Morgan Stanley & Co. Llc
  Birmingham, MI
• 2007-01-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Birmingham, MI

Other Businesses

1. LDL Advisors; 5210 Vineyard Ct, Troy, MI 48098; Real Estate Consulting service for wife; Part Owner; File paperwork; 10/01/2019; 0 Hours per Day; Not During Securities Trading Hours; Not During Securities Trading Hours; Not Investment-Related. 2. 28411 Capital LLC; 2862 Vineyards Dr, Troy, MI 48098; LLC to invest in a private equity healthcare fund; 08/09/2023; 0 Hours per Day; Not during securities trading hours; Investment-related. 3. L2D2 LLC; 2862 Vineyards Dr Troy, MI 48098; My wife and brother in law / his wife have started an LLC for real estate investments; Passive Investor; To approve real estate purchases within the LLC; 06/01/2026; 0hrs/day; Not during securities trading hours; Investment related

Exams

• S66 Uniform Combined State Law Examination
  2006-10-13

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Michael Richard Leach