Steven Greg Solomon

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 07/2025
  Ubs Financial Services Inc
  White Plains, NY
• 07/2025 → Present
  Rbc Capital Markets, Llc
  Purchase, NY
• 09/2025 → Present
  City National Bank
  Purchase, NY

Previous Registrations

• 2021-10-26 → 2025-07-21
  Ubs Financial Services Inc.
  Boston, MA
  Purchase, NY
  West Nyack, NY

Other Businesses

(1) Name of business: Jill E. Solomon Charitable Foundation./ Address: US./ Nature: small, local charity./ Role: Trustee./ Duty: meet with charitable organizations (2) NAME OF ENTITY: the jill e solomon charitable foundation ADDRESS: 10 willows lane white plains New York 10605 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 10/07/2025 CAPACITY: Other DUTIES: trustee HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-02-13