Patricia Sarabia Wenzel

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 02/2012 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

I*670228, Entity Type: Entity Charitable, Name of OBA: American Retirement Association, Address: Arlington, Virginia, 22203, Investment Related: N, Position, Title, Association: Committee, Board Member,Officer, Employee State Date: 01/02/2022, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: As a board member we have monthly meetings lasting 1 hour each. As a member of the finance and budget committee we meet once per year to review and approve the budgets of the sister organizations, this is usually an all day meeting taking place on a Saturday in November,The ARA is a non-for profit organization that is the association for all professionals in the retirement industry. The ARA serves as the governing body over the National Association of Plan Advisors, The Plan Sponsor Council of America, The National Tax-Sheltered Annuity Assoc, The American Society of Enrolled Actuaries, and the American Society of Pension Professionals and Actuaries. I*4483265Entity Type: N/AName of OBA: Estate of L P MAddress: Missouri City, Texas, 77459Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 04/21/2026Number of Hours: 24, YearlyNumber of Hours during trading: 8, YearlyDuties: Aunt I*4631269, Entity Type: , Name of OBA: MRS P S W EXEC EST OF L P M, Address: Missouri City, Texas, 77459, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 04/01/2026, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2007-08-24
• S63 Uniform Securities Agent State Law Examination
  1995-03-13

Other Names

• Patricia Sarabia Wenzel
• Pat Wenzel
• Trish Wenzel
• Patricia Maria Wenzel
• Patricia Maria Sarabia
• Tricia Sarabia
• Pat Sarabia
• Patricia S Wenzel