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Mark Douglas Ballestero

Morgan Stanley

Morristown, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-25
TX RA APPROVED 2022-03-25
  • NJ RA
    APPROVED
    Since 2022-03-25
  • TX RA
    APPROVED
    Since 2022-03-25

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2005 03/2022
Bank Of America, N.A. New York NY 11/2009 03/2022
Morgan Stanley Smith Barney Llc Morristown NJ 03/2022 Present
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 03/2005 → 03/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 11/2009 → 03/2022
    Bank Of America, N.A.
    New York, NY
  • 03/2022 → Present
    Morgan Stanley Smith Barney Llc
    Morristown, NJ
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-22
S63 Uniform Securities Agent State Law Examination 1992-02-28
  • S65 Uniform Investment Adviser Law Examination
    2005-04-22
  • S63 Uniform Securities Agent State Law Examination
    1992-02-28
Designations

View on SEC IAPD

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EDWARD JONES · MORRISTOWN, NJ
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LPL FINANCIAL LLC · MORRISTOWN, NJ
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LPL FINANCIAL LLC · MORRISTOWN, NJ
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