James Dennis Spangler

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 06/2024
  Securities America Inc.
  Cranberry Township, PA
• 01/2010 → 06/2024
  Securities America Advisors, Inc.
  Cranberry Township, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cranberry Township, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cranberry Township, PA

Previous Registrations

• 2010-01-13 → 2024-06-14
  Securities America Advisors, Inc.
  Cranberry Township, PA
  Cranberry Township, PA
• 2007-09-18 → 2009-11-16
  Msi Financial Services, Inc.
  Cranberry Township, PA
  Cranberry Twp, PA

Other Businesses

1. SPECTRUM FINANCIAL PLANNING GROUP POSITION: Financial Advisor NATURE: Fixed Life Insurance, Disability Insurance, Long Term Care Insurance, and Fixed Annuity sales approved by Osaic compliance INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 12/23/2009 ADDRESS: 600 Gratitude Rd Cranberry Twp. PA 16066 DESCRIPTION: See Above

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-03-24