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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-19
NY RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MA RA
    APPROVED
    Since 2026-05-19
  • NY RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

91 Montvale Ave, Stoneham, MA 02180 • United States

120 White Plains Rd Suite 125, Tarrytown, NY 10591 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Debany Financial Group, Llc El Segundo CA 01/2001 Present
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2001 → Present
    Debany Financial Group, Llc
    El Segundo, CA
Previous Registrations
  • 1995-01-18 → 2003-01-27
    Nathan & Lewis Securities, Inc.
    Nyack, NY
Other Businesses

1. INDEPENDENT INSURANCE AGENT (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY) 20 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/1990 2. NAME OF OTHER BUSINESS: DEBANY FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2001, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: DEBANY FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 2004 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING 4.NAME OF OTHER BUSINESS: BARRY DEBANY, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: S CORP FOR TAX PURPOSES START DATE: 12/2010 APX NUMBER OF HOURS PER WEEK: N/A APX NUMBER OF HOURS DURING TRADING HOURS:N/A POSITION/TITLE/RELATIONSHIP: PRESIDENT BRIEF DESCRIPTION OF DUTIES: RECEIVE EARNINGS AND PAY ALL BUSINESS EXPENSES; 5. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: MUSICAL PRODUCTION, START DATE: 12/2025, POSITION/TITLE/RELATIONSHIP: EXECUTIVE PRODUCER, APX NUMBER OF HOURS PER WEEK:1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PRODUCING A MUSICAL PERFORMANCE AT CARNAGIE HALL IN 2027;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-19
S63 Uniform Securities Agent State Law Examination 1992-03-20
  • S66 Uniform Combined State Law Examination
    2003-06-19
  • S63 Uniform Securities Agent State Law Examination
    1992-03-20

View on SEC IAPD

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