David Louis Greene

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-01-19
MD	RA	APPROVED	2024-01-19
VA	RA	APPROVED	2024-01-19

DC RA
APPROVED

Since 2024-01-19
MD RA
APPROVED

Since 2024-01-19
VA RA
APPROVED

Since 2024-01-19

Branch Locations

10000 Falls Road Suite 210, Potomac, MD 20854 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One Investing, Llc	Potomac	MD	01/2015	07/2018
Capital One Advisors, Llc	Potomac	MD	01/2015	07/2018
Woodbury Financial Services, Inc.	Mclean	VA	07/2018	01/2024
Osaic Wealth, Inc.	Potomac	MD	01/2024	Present

01/2015 → 07/2018

Capital One Investing, Llc

Potomac, MD
01/2015 → 07/2018

Capital One Advisors, Llc

Potomac, MD
07/2018 → 01/2024

Woodbury Financial Services, Inc.

Mclean, VA
01/2024 → Present

Osaic Wealth, Inc.

Potomac, MD

Previous Registrations

2018-07-11 → 2024-01-19

Woodbury Financial Services, Inc.

Potomac, MD

Bethesda, MD
2015-01-28 → 2018-07-11

Capital One Advisors, Llc

Potomac, MD

Mclean, VA
2011-10-03 → 2015-01-28

Capital One Financial Advisors Llc

Mclean, VA

Melville, NY
2008-07-08 → 2011-07-25

M&T Securities, Inc.

Frederick, MD

Frederick, MD

Frederick, MD

Boonsboro, MD

Clear Spring, MD

Hagerstown, MD

Hagerstown, MD

Williamsport, MD

Frostburg, MD

Lavale, MD

Fort Ashby, WV

Keyser, WV

Cumberland, MD

Oakland, MD

Grantsville, MD

Oakland, MD

Cumberland, MD

Westernport, MD

Hampstead, MD

Mt. Airy, MD

Westminster, MD

Frederick, MD

Hagerstown, MD

Hagerstown, MD

Hancock, MD

Hagerstown, MD

Hagerstown, MD

Westminster, MD

Annapolis, MD

Frederick, MD

Frederick, MD

Frederick, MD

Frederick, MD

Frederick, MD

Frederick, MD

Other Businesses

1. FINRA DISPUTE RESOLUTION POSITION: Industry Arbitrator NATURE: Industry Regulator INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: Boca Center Tower 1, 5200 Town Center Circle, Boca Raton FL 33486, United States DESCRIPTION: Serve as industry arbitrator as one member of three member panels 2. INSURANCE POSITION: Financial Advisor NATURE: Fixed Annuity business with Aspida Life Insurance2327 Englert DriveDurham, NC 27713 INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/29/2023 ADDRESS: 10000 Falls Road, Suite 210, Potomac MD 20854, United States DESCRIPTION: Place direct fixed annuity business with Aspida Life Insurance

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-07
S65	Uniform Investment Adviser Law Examination	1992-02-14
S63	Uniform Securities Agent State Law Examination	1992-01-31

S66 Uniform Combined State Law Examination

2008-07-07
S65 Uniform Investment Adviser Law Examination

1992-02-14
S63 Uniform Securities Agent State Law Examination

1992-01-31

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews