Kathleen Marie Findeisen

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2017
  Gwfs Equities,Inc.
  Baltimore, MD
• 04/2018 → Present
  Icma-Rc
  Washington, DC
• 01/2018 → 04/2018
  Unemployed
  Mt. Airy, MD

Previous Registrations

• 2019-11-18 → 2022-12-13
  Missionsquare Retirement
  Mt. Airy, MD
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-18
• S63 Uniform Securities Agent State Law Examination
  1998-09-04

Other Names

• Kathleen M Jones
• Kathy Jones
• Kathleen Marie Jones
• Kathy Findeisen