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1000 Second Avenue Suite 1440, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-12 |
| AK | RA | APPROVED | 2003-05-12 |
| WA | RA | APPROVED | 2003-05-12 |
Branch Locations
1000 Second Avenue Suite 1440, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elliott Cove Capital Management | Seattle | WA | 05/2003 | Present |
| Lincoln Investment Planning, Inc. | Renton | WA | 01/2009 | Present |
ELLIOTT COVE CAPITAL MANAGEMENT POSITION: INVESTMENT ADVISOR REPRESENTATIVE ALSO TRAINING OTHER REPS ON THE PRODUCT. NATURE: INVESTMENT ADVISOR INVESTMENT RELATED: YES NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2002 ADDRESS: 1000 SECOND AVE STE 1440, SEATTLE WA 98104 DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE ALSO TRAINING OTHER REPS ON THE PRODUCT. SELF POSITION: My wife raises cattle for butcher and or sale. NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 104 288th st ne, stanwood VA 98292, United States DESCRIPTION: Helping with related chores. STANWOOD CAMANO COMMUNITY FAIR POSITION: Board Member NATURE: Non Profit Community Fair INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2005 ADDRESS: 6431 Pioneer Hiway, Stanwood WA 98292, United States DESCRIPTION: Board members help plan fair activities, grounds up keep and maintenance, and run fair. TACOMA SWISS SPORTSMAN CLUB POSITION: President NATURE: Non profit INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 9205 198th Ave E, Bonney Lake WA 98309, United States DESCRIPTION: President of the non-profit organization. Help coordinate activities and events. Including grounds maintenance and facilities. SCHATZ FAMILY LLC POSITION: Managing Member NATURE: Family owned piece of property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 1004 288TH ST NE, STANWOOD WA 98292, United States DESCRIPTION: Myself and my brothers hold a piece of property together that we inherited. None of us have the ability to sell an interest. It can only be passed to family members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-03 |
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