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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-29
TX RA APPROVED_RES 2026-01-20
AZ RA APPROVED 2025-09-10
  • CA RA
    APPROVED
    Since 2026-06-29
  • TX RA
    APPROVED_RES
    Since 2026-01-20
  • AZ RA
    APPROVED
    Since 2025-09-10

Branch Locations

Cambria, CA • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

2745 S. Alma School Rd. Suite 4, Chandler, AZ 85286 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Flagstaff AZ 10/2009 01/2024
Benjamin F Edwards & Co, Inc Chandler AZ 01/2024 06/2026
Benjamin F Edwards & Co., Inc Cambra CA 06/2026 Present
  • 10/2009 → 01/2024
    Lpl Financial, Llc
    Flagstaff, AZ
  • 01/2024 → 06/2026
    Benjamin F Edwards & Co, Inc
    Chandler, AZ
  • 06/2026 → Present
    Benjamin F Edwards & Co., Inc
    Cambra , CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-08
S63 Uniform Securities Agent State Law Examination 1994-05-16
  • S65 Uniform Investment Adviser Law Examination
    2025-09-08
  • S63 Uniform Securities Agent State Law Examination
    1994-05-16
Other Names
  • Alicia Ann Fleurguin
  • Alicia Farrell
  • Alicia A Farrell

View on SEC IAPD

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