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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-02-03 |
| CA | RA | APPROVED | 2013-07-02 |
Branch Locations
4090 Burton Drive Suite 9, Cambria, CA 93428 • United States
Cambria, CA • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Cambria | CA | 11/2009 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 07/2013 | Present |
1. LIONS CLUB OF CAMBRIA, START DATE: 07/01/2011, 870 MAIN ST, CAMBRIA,CA 93428, 501C3, NON-PROFIT ORGANIZATION, DIRECTOR, COMMUNITY SERVICE AND IMPROVEMENT OF YOUTH OF CAMBRIA, NOT INVESTMENT RELATED, 4 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. Independent Insurance Agent, Start Date: 01/02/2024, 4090 Burton Dr., Ste. 9, Cambria, CA 93428, Sole Proprietor, Insurance, Owner, Insurance/Annuities, Investment Related, 2 Hours per month, less than 1 hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-01-29 |
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