Carlos Everardo Ward

Current Employers

Employment History

• 04/2009 → 01/2017
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 01/2017
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 01/2017 → Present
  Sagepoint Financial, Inc.
  Middletow, DE
• 09/2023 → Present
  Osaic Wealth, Inc.
  Middletown, DE

Previous Registrations

• 2017-01-25 → 2023-09-01
  Osaic Services, Inc.
  Middletow, DE
  Middletow, DE
  Daufuskie Island, SC
  Wilmington, DE
  Middletown, DE
  Odessa, DE
  Phoenix, AZ
• 2012-07-02 → 2017-01-27
  First Allied Advisory Services, Inc.
  Middletown, DE
• 2009-04-20 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Greenville, DE
  Middletown, DE
• 2008-10-31 → 2009-04-27
  Osaic Services, Inc.
  Middletown, DE
• 2006-01-23 → 2008-10-31
  American General Securities Incorporated
  Houston, TX
  Middletown, DE
  Middletown, DE
  Greenville, DE

Other Businesses

1. EFFICIENT FRONTIER GROUP POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2004 ADDRESS: 26 Morning Dew Drive, Middletown DE 19709, United States DESCRIPTION: Mostly administrative, placing life insurance policies for existing clients. 2. EFG PROFESSIONAL OFFICE SPACE POSITION: Landlord NATURE: Property Rental/LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2023 ADDRESS: 4353 Summit Bridge Road, Middletown DE 19709, United States DESCRIPTION: Oversee Property Manager 3. EFG ENTERPRISE INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2025 ADDRESS: 4353 Summit Bridge Rd, Middletown DE 19709, United States DESCRIPTION: No Duties. This is a holding company, set up for tax purposes. 4. FORWARD REAL ESTATE POSITION: Investor NATURE: LLC? INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2022 ADDRESS: 26 Morning Dew Dr., Middletown DE 19709, United States DESCRIPTION: Forward Real Estate was started by my Son's desire to start a Real Estate business of flipping houses and requested my financial support. I supported that effort, and my Son flipped one house in 2022. My son is saving to do another flip, but I have no idea when he will be ready or whether or not I will assist with financing. Members of the LLC are: Carlos Ward, Lucina Ward, Seth Ward, Evan Ward, and Caitlyn Menard (Daughter)?? 5. KINGDOM BUSINESS & TECHNICAL INSTITUTE POSITION: President NATURE: 501C3 Non-Profit - Technical Training Center for Foster Care and Underserved High School students. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2025 ADDRESS: 4353, Middletown DE 19709, United States DESCRIPTION: President / Overseer of Non-Profit Organization 6. EFG TAX PLANNING POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 4353 Summit Bridge Rd, Middletown DE 19709, United States DESCRIPTION: Business overseer and strategist. My partner will be managing the day-to-day tax accounting and planning.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-03-20

Designations

Other Names

• Carlos Everardo (Jr) Ward