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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-03-28
  • OH RA
    APPROVED
    Since 2014-03-28

Branch Locations

25000 Euclid Ave Ste 104, Euclid, OH 44117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Euclid OH 01/1989 Present
Pfs Investments Inc. Euclid OH 01/1992 Present
Dillard'S Little Rock AR 11/2017 08/2019
  • 01/1989 → Present
    Primerica Financial Services
    Euclid, OH
  • 01/1992 → Present
    Euclid, OH
  • 11/2017 → 08/2019
    Dillard'S
    Little Rock, AR
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 07/2019-Present, Uber Eats, Delivery Driver, 1455 Market St #400 San Francisco, CA, 20 hours per week for outside business, not investment related. 07/2019- Present, DoorDash, Delivery Driver, 901 Market Ste 600 San Francisco, CA, Spends 10 hour a week on outside business. not investment related. Self Employed, Notary, 12200 Fairhill Rd #204 Cleveland, OH, 44120, Spends 60 hours per month on outside business, (spends 20 hours per month on outside business during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-09-28
  • S63 Uniform Securities Agent State Law Examination
    1995-09-28

View on SEC IAPD

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