Joan Mindy Bernstein

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Lpl Financial
  Woodland Hills, CA

Previous Registrations

• 2002-07-05 → 2009-02-12
  Rbc Capital Markets, Llc
  Woodland Hills, CA
  Woodland Hills, CA

Other Businesses

(1) 12/9/2008 - NON-VARIABLE INSURANCE DBA - FREEDON WEALTH MANAGEMENT, INC. - FIXED INSURANCE, LTC FIXED ANNUITIES, TERM INSURANCE - 0 Hrs/Mth -0 Hrs During Trading -15% OF TIME. (2) 11/18/2015 - STRATEGIC GROWTH PARTNERS, LLC - Real Estate Rental - INV REL - Home Based - Start Date: 01/01/2005 - 0 Hrs/Mth -0 Hrs During Trading. 3) 07/03/2025 - STRATEGIC GROWTH PARTNERS, LLC - Investment Related - Real Estate Rental - SANTA ROSA VALLEY, CA - Start Date:01/01/2005 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-03
• S63 Uniform Securities Agent State Law Examination
  1992-03-26

Other Names

• Joan Mindy Schneider
• Joan Schneider