John William Walker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-10-15
GA	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21

FL RA
APPROVED

Since 2025-10-15
GA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21

Branch Locations

Deland, FL • United States

2503 Macy Dr, Roswell, GA 30076 • United States

165 Burke Street Ste 208, Stockbridge, GA 30281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Stockbridge	GA	08/1997	07/2021
Various Insurance Carriers For W&R Insurance Agneicies	Mcdonough	GA	08/1997	07/2021
Henry Baptist Church	Mcdonough	GA	01/2005	Present
Peach State Quartet	Mcdonough	GA	01/2009	Present
Proverbs 10:5	Mcdonough	GA	12/2015	Present
Indigo Financial	Roswell	GA	03/2019	Present
Lpl Financial, Llc	Stockbridge	GA	07/2021	Present

08/1997 → 07/2021

Waddell & Reed, Inc.

Stockbridge, GA
08/1997 → 07/2021

Various Insurance Carriers For W&R Insurance Agneicies

Mcdonough, GA
01/2005 → Present

Henry Baptist Church

Mcdonough, GA
01/2009 → Present

Peach State Quartet

Mcdonough, GA
12/2015 → Present

Proverbs 10:5

Mcdonough, GA
03/2019 → Present

Indigo Financial

Roswell, GA
07/2021 → Present

Lpl Financial, Llc

Stockbridge, GA

Previous Registrations

2003-02-21 → 2021-07-21

Waddell & Reed

Virginia Beach, VA

Atlanta, GA

Alpharetta, GA

Charleroi, PA

Alpharetta, GA

Stockbridge, GA

Other Businesses

1) 01/02/2019 - indiGo Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 200HRS/MO / 165 Burke St., Suite 208; Stockbridge GA 30281 / 11675 Great Oaks Way, Suite 102; Alpharetta GA 30022 2) 03/06/2019 - INDIGO FINANCIAL GROUP @indigofinancial.com GO DAD / DBA for LPL Business (entity for LPL business) / Investment Related / 0HRS/MO / 815 Kenley Walk Roswell GA 30076 3) 2014 - Proverbs 10:5 / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 0HRS/MO / 220 Brookstone Dr McDonough, GA 30252 4) 10/31/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor - Start Date: 07/06/2022 -10 Hours Per Month/10 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-15
S65	Uniform Investment Adviser Law Examination	1999-03-19
S63	Uniform Securities Agent State Law Examination	1992-03-03

S66 Uniform Combined State Law Examination

2008-02-15
S65 Uniform Investment Adviser Law Examination

1999-03-19
S63 Uniform Securities Agent State Law Examination

1992-03-03

Other Names

John Walker

View on SEC IAPD