Anthony Brookfield

Current Employers

Employment History

• 12/2015 → 08/2025
  Ubs Financial Services Inc
  San Francisco, CA
• 08/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 11/2025 → Present
  Bank Of America, N.A.
  San Francisco, CA

Previous Registrations

• 2015-12-03 → 2025-09-09
  Ubs Financial Services Inc.
  San Francisco, CA
  Park City, UT
  Park City, UT
• 2006-06-22 → 2015-12-18
  Credit Suisse Securities (Usa) Llc
  San Francisco, CA
• 2003-11-14 → 2006-06-22
  Banc Of America Investment Services, Inc.
  San Francisco, CA
  San Francisco, CA
• 2001-05-15 → 2003-12-02
  Wells Fargo Investments, Llc
  San Francisco, CA

Other Businesses

I*: 2817291 Entity Type: Charitable Name of OBA: Trout Unlimited Address: Arlington, VA 22209 Investment Related: No Position, Title, Association: Board member Employee Start Date: 09/13/2023 Number of Hours: 5 hrs mhlty Number of Hours during trading: 0 Duties: I'm on the national board of trustees and sit on the development and audit committeeI*2819276Entity Type: For ProfitName of OBA: Eagle Nest LodgeAddress:Hardin MontanaInvestment Related:NoPosition, Title, Association:OwnerStart Date:10/09/2025No Hours: 0 YearlyNo Hours during trading:0Duties:Fishing lodge - My spouse, will be the CEO and will make the financial decisions I*4785277 Entity Type: N/A Name of OBA: A B TTEE S B TTEE U/A DTD 01/07/2026 Address: Park City, Utah, 84098 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 07/03/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-18
• S63 Uniform Securities Agent State Law Examination
  1992-02-19

Other Names

• Tony Brookfield
• Anthony Patrick Brookfield