David Clarke

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 01/2024
  Charles Schwab & Co.INc.
  Richfield, OH
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pepper Pike, OH
• 05/2024 → 11/2024
  Equity Trust
  Westlake, OH
• 01/2024 → 05/2024
  Unemployed
  Brunswick, OH
• 11/2024 → 01/2025
  Unemployed
  Brunswick, OH

Previous Registrations

• 2006-10-30 → 2024-01-10
  Charles Schwab & Co., Inc.
  Richfield, OH
  Richfield, OH

Exams

• S66 Uniform Combined State Law Examination
  2006-09-12

Other Names

• David Clarke
• David Clarke