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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-03-15
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-03-15

Branch Locations

6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Forest Hills NY 01/2008 Present
Bank Of America,Na Forest Hills NY 09/2009 Present
  • 01/2008 → Present
    Merrill Lynch
    Forest Hills, NY
  • 09/2009 → Present
    Bank Of America,Na
    Forest Hills, NY
Previous Registrations
Other Businesses

I*37547 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HON AND LUK LLC INVESTMENT RELATED: ADDRESS OF BUSINESS: BRIARWOO NY 11435 NATURE OF BUSINESS: POSITION, TITLE, ASSOCIATION: FAMILY HELD START DATE OF RELATIONSHIP: 12/10/2010 NUMBER OF HOURS DEVOTED: 2 ANNUALLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: REAL ESTATE OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-31
S63 Uniform Securities Agent State Law Examination 1992-03-11
  • S66 Uniform Combined State Law Examination
    2003-12-31
  • S63 Uniform Securities Agent State Law Examination
    1992-03-11
Other Names
  • Esther Lanfar Hon
  • Esther Lan Far Hon
  • Esther L Luk

View on SEC IAPD

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