Brandon James

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1997 → Present
  Charles Schwab & Co., Inc.
  Menlo Park, CA
• 05/2008 → Present
  Charles Schwab Bank
  Menlo Park, CA

Other Businesses

1) Rental Property | Investment Related:No|3273 Inwood Pl|Fairfield|CA|94534|USA|Real Estate (Non-Agent/Broker)|Owner|1/1/2018|Less than 20|0|Owner of rental property which is managed by the residential HOA from which I recieve rental income.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-17
• S63 Uniform Securities Agent State Law Examination
  1992-05-11

Other Names

• Boris Shmalts
• Boris Shmalts
• Brandon James
• James Brandon