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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-18
NH RA APPROVED 2008-01-01
  • FL RA
    APPROVED
    Since 2023-12-18
  • NH RA
    APPROVED
    Since 2008-01-01

Branch Locations

900 Elm St Ste 700, Manchester, NH 03101 • United States

Saint Petersburg, FL • United States

Ashland, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Nashua NH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Nashua NH 11/2016 Present
Previous Registrations
  • 2007-01-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Nashua, NH
    St. Louis, MO
  • 2000-04-12 → 2007-01-30
    Manchester, NH
    Manchester, NH
Other Businesses

HOLDS INACTIVE REAL ESTATE LICENSE IN THE STATE OF NEW HAMPSHIRE. RENTAL PROPERTY, INV RELATED, ASHLAND, NH, 100% OWNERSHIP, START: 8/27/2016, 0 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-28
S63 Uniform Securities Agent State Law Examination 1992-02-11
  • S66 Uniform Combined State Law Examination
    2000-01-28
  • S63 Uniform Securities Agent State Law Examination
    1992-02-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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