Sally Parker-will

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-29
TX	RA	APPROVED	2009-01-23
NJ	RA	APPROVED	2009-01-22

PA RA
APPROVED

Since 2024-08-29
TX RA
APPROVED

Since 2009-01-23
NJ RA
APPROVED

Since 2009-01-22

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

North Cape May, NJ • United States

Doylestown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	10/2008	Present

10/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Previous Registrations

2003-04-30 → 2005-03-08

Citizens Securities, Inc.

Warrington, PA
2002-07-30 → 2003-02-13

Equitable Advisors, Llc

Oreland, PA

Other Businesses

I*91437 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 1218 IDAHO INVESTMENT RELATED: N ADDRESS OF BUSINESS: CAPE MAY, NEW JERSEY 8204 NATURE OF BUSINESS: OTHER,3 OWNERS-BROTHER, SISTER AND MYSELF POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/1/2016 NUMBER OF HOURS DEVOTED: 25 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY SUMMER HOME WAS GIVEN TO MY BROTHER, SISTER AND MYSELF BY MY PARENTS. IT WILL BE RENTED OUT IN ORDER TO MAINTAIN THE HOUSE AND PAY EXPENSES ON THE PROPERTY. I WILL ENSURE THE PROPERTY IS KEPT IN GOOD ORDER WHEN RENTERS LEAVE (WEEKLY/SATURDAY I*10596 For profit or not for profit: Name of outside business organization: Bay Cottage at 707 Investment related: Address of business: North Cape May, New Jersey 08204 Nature of business: , Position, title, association: , Start date of relationship: 3/1/2021 Number of hours devoted: 25 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-20
S65	Uniform Investment Adviser Law Examination	1999-09-20
S63	Uniform Securities Agent State Law Examination	1992-01-28

S66 Uniform Combined State Law Examination

2009-01-20
S65 Uniform Investment Adviser Law Examination

1999-09-20
S63 Uniform Securities Agent State Law Examination

1992-01-28

Other Names

Sally Parker
Sally Parkerwill
Sally Jane Parker

View on SEC IAPD