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David Jerry Leigh

Wells Fargo Clearing Services, LLC

Draper, UT

Salt Lake City, UT

CRD 2207387

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-08-15
TN RA APPROVED 2016-10-25
GA RA APPROVED 2010-06-02
  • UT RA
    APPROVED
    Since 2024-08-15
  • TN RA
    APPROVED
    Since 2016-10-25
  • GA RA
    APPROVED
    Since 2010-06-02

Branch Locations

Draper, UT • United States

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Evans GA 05/2010 11/2016
Wells Fargo Clearing Services, Llc Evans GA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-05
S63 Uniform Securities Agent State Law Examination 1992-02-10
  • S65 Uniform Investment Adviser Law Examination
    1992-05-05
  • S63 Uniform Securities Agent State Law Examination
    1992-02-10

View on SEC IAPD

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