Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-19
IL RA APPROVED 2013-03-08
CT RA APPROVED 2007-09-10
TX RA APPROVED 2005-03-28
CA RA APPROVED 2003-06-26
  • FL RA
    APPROVED
    Since 2026-08-19
  • IL RA
    APPROVED
    Since 2013-03-08
  • CT RA
    APPROVED
    Since 2007-09-10
  • TX RA
    APPROVED
    Since 2005-03-28
  • CA RA
    APPROVED
    Since 2003-06-26

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

21805 W Field Pkwy, Deer Park, IL 60010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 01/1992 Present
Bank Of America, N.A. Boston MA 08/2009 Present
Other Businesses

I*35511FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SAILOR SNUG HARBORINVESTMENT RELATED: NADDRESS OF BUSINESS: SUMMER ST, BOSTON, MASSACHUSETTS 2110NATURE OF BUSINESS: OTHER,PRIVATE FOUNDATIONPOSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 1/1/1995NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM CURRENTLY THE PRESIDENT OF THE BOARD OF TRUSTEES. I*516128 Entity Type: Charitable Name of outside business organization: The foundation for Wellspring Investment related: N Address of business: hull, Massachusetts, 02045 Nature of business: Charitable Organization"]Position, title, association: Other, Start date of relationship: 8/12/2021Number of hours devoted: 6 hours Yearly Hours devoted during trading hours: 0 Duties: advisory board helping organization develop fundraising strategy, Social service Non profit. The foundation will work will help advise the board on fundraising targets and goals. I*2173280, Entity Type: Not for Profit, Name of OBA: rugby Illinois, Address: Chicago, Illinois, 60603 Investment Related: N, Position, Title, Association: Scheduler for High School Club rugby , Employee State Date: 2/1/2025 , No Hours: 2-3 hrs/month, No Hours during Trading: should be close to 0 , Duties: Boys High School rugby

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-20
S63 Uniform Securities Agent State Law Examination 1992-04-08
  • S66 Uniform Combined State Law Examination
    2003-06-20
  • S63 Uniform Securities Agent State Law Examination
    1992-04-08
Other Names
  • Bill Eaton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sarasota, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor