John On-Kwok Lau

Employer firm

Robertson Stephens CRD 289977

$8.76B regulatory AUM 90 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 02/2023
  Lfs Asset Management, Llc
  San Ramon, CA
• 06/2016 → Present
  Fortune Financial Services, Inc
  Monaca, PA
• 12/2022 → Present
  Robertson Stephens Wealth Management, Llc
  San Ramon, CA

Previous Registrations

• 2010-12-07 → 2023-02-13
  Lfs Wealth Advisors
  San Ramon, CA
• 2011-05-03 → 2012-12-31
  Girard Securities, Inc.
  Burlingame, CA
  San Diego, CA
• 2005-06-14 → 2011-05-04
  Next Financial Group, Inc.
  Los Altos, CA
  San Francisco, CA
  San Mateo, CA
• 2004-03-01 → 2005-06-15
  Lpl Financial Llc
  San Mateo, CA
• 1998-09-22 → 2004-03-30
  Avantax Advisory Services
  San Mateo, CA

Other Businesses

(1) FIAT(FINANCAIL APTITUDE TRAINING); 501-C-3 non-profit Organization; non Investment related; 5% of time spent; Director. (2) Mr. Lau is a licensed insurance agent. (3) RETIREMENT INCOME ARCHITECTURE; Investment Related: YES; 246 2nd St Apt 1701, San Francisco, CA 94105; Nature of business: Book Sales; Position/Title: Author; Start date: 06/01/2026; Zero hours devoted to this business during securities trading hours; Duties relating to this business: Author.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-04
• S63 Uniform Securities Agent State Law Examination
  1998-05-08

Designations

• Certified Financial Planner

Other Names

• John On Kwok Lau
• John O Lau
• John Onkwok Lau