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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-17
  • LA RA
    APPROVED
    Since 2026-07-17

Branch Locations

1667 Lelia Drive, Jackson, MS 39216 • United States

400 Poydras St Suite 2100, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coker & Palmer, Inc. New Orleans LA 05/2015 07/2026
Moors Cabot Inc New Orleans LA 07/2026 Present
  • 05/2015 → 07/2026
    Coker & Palmer, Inc.
    New Orleans, LA
  • 07/2026 → Present
    Moors Cabot Inc
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-14
  • S63 Uniform Securities Agent State Law Examination
    1992-02-14

View on SEC IAPD

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