Joseph David Lipsitz

Current Employers

Employment History

• 09/2007 → 06/2024
  Securities America, Inc
  Amherst, NY
• 06/2005 → Present
  L&M Financial Services
  Amherst, NY
• 09/2009 → 06/2024
  Securities America Advisors, Inc
  Amherst, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Amherst, NY

Previous Registrations

• 2016-01-04 → 2024-06-14
  Securities America Advisors, Inc.
  Amhurst, NY
  Rochester, NY

Other Businesses

1.L&M FINANCIAL POSITION: Insurance Agent NATURE: INSURANCE AGENT - SALES - START DATE: 09/2009 - LOCATED AT 3820 SHERIDAN DRIVE AMHERST NY 14226 United States INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2009 ADDRESS: 3820 Sheridan Dr, Amherst NY 14226 DESCRIPTION: Insurance advice including specific insurance recommendations. 2. 3820 SHERIDAN LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226 DESCRIPTION: No activity - passive ownership of 3820 Sheridan Drive, from which L&M Wealth Management operates. 3. WILLIAMSVILLE EDUCATION FOUNDATION POSITION: Treasurer NATURE: Williamsville Education Foundation Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 105 Casey Road, East Amherst NY 14051 DESCRIPTION: The Williamsville Education Foundation is an independent, volunteer led, 501c3 non-profit that serves the students of Williamsville Central School District. We fund worthwhile programs which may not be implemented due to budgetary constraints. We inspire the youth of today and tomorrow to achieve educational excellence. The mission of the Williamsville Education Foundation, Inc. is to gather and administer private resources to enhance the educational activities of the Williamsville Central School District and help ensure that its students receive the highest quality education. 4. 36 HIDDEN PINES POSITION: Owner/Landlord NATURE: Residential Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2022 ADDRESS: 36 Hidden Pines Court, East Amherst NY 14051, United States DESCRIPTION: Landlord 5.L&M GROUP POSITION: Owner / Insurance Agent NATURE: INSURANCE AGENT - SALES - START DATE: 09/2009 - LOCATED AT 3820 SHERIDAN DRIVE AMHERST NY 14226 United States INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2009 ADDRESS: 3820 Sheridan Dr, Amherst NY 14226, United States DESCRIPTION: Insurance advice including specific insurance recommendations. 6. L&M TAX POSITION: Owner NATURE: Tax preparation and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 08/27/2018 ADDRESS: 3820 Sheridan Dr, Amherst NY 14226, United States DESCRIPTION: I will be an owner and supervise the accountant in-charge, and also assist with operations during February 1 - April 15.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-03-17

Designations