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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-23 |
| MI | RA | APPROVED | 2018-08-08 |
| TX | RA | APPROVED | 2018-08-08 |
Branch Locations
5400 Gateway Center Suite A, Flint, MI 48507 • United States
12800 University Drive Suite 300, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Flint | MI | 10/2009 | 08/2018 |
| Stifel Nicolaus & Co Inc | Flint | MI | 08/2018 | Present |
1. Charter Township of Independence; 6483 Waldon Center Dr. Clarkston, MI 48346; Investment Advisory Committee; Volunteer, network; As member of the Investment Advisory committee I would provide input on investment decisions.; 04/17/2023; 2 Hours per Quarter; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-11 |
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