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Regina A Ponce

Nationwide Investment Advisors, LLC

Columbus, OH

Columbus, OH

CRD 5013620

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-04-24
  • OH RA
    APPROVED
    Since 2014-04-24

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

One Nationwide Plaza 1-33-401, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Dubling OH 02/2009 Present
  • 02/2009 → Present
    Nationwide Investment Services Corporation
    Dubling, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-30
S63 Uniform Securities Agent State Law Examination 2007-10-11
  • S65 Uniform Investment Adviser Law Examination
    2015-01-30
  • S63 Uniform Securities Agent State Law Examination
    2007-10-11
Designations
  • Chartered Financial Consultant
Other Names
  • Regina Case
  • Regina A Case

View on SEC IAPD

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