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Brian Mailey

Morgan Stanley

Blue Bell, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-07-26
TX RA APPROVED 2009-06-01
  • PA RA
    APPROVED
    Since 2013-07-26
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

1787 Sentry Parkway West Building 18 Street 440, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Blue Bell PA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Blue Bell, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*412815 - Estate; Investment related Yes; Lafayette Hill, PA; September 2020; During business hours: 0; After business hours: 2.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-07
  • S63 Uniform Securities Agent State Law Examination
    1992-02-07

View on SEC IAPD

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