Scott Holley

Employer firm

Sage Wealth Capital CRD 309666

$200.0K regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Sage Wealth Capital

Wellesley, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-10-19

MA RA
APPROVED

Since 2022-10-19

Branch Locations

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Yum Deliveries (Yum.cO.kE)	Nairobi		04/2016	01/2018
Four Barrell Capital Management	Plymouth	MA	06/2020	Present
Fave App Llc	Plymouth	MA	03/2020	Present
Mobile Paradigm Group	Kampala		01/2018	02/2020

04/2016 → 01/2018

Yum Deliveries (Yum.cO.kE)

Nairobi
06/2020 → Present

Four Barrell Capital Management

Plymouth, MA
03/2020 → Present

Fave App Llc

Plymouth, MA
01/2018 → 02/2020

Mobile Paradigm Group

Kampala

Other Businesses

Fave App, LLC, not investment related, Plymouth MA, Software Consultant, 01/2018 to Present, Scott Holley does about 2 hours a month of consulting but not during his normal FBC business hours nor trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-08-22
S63	Uniform Securities Agent State Law Examination	1992-04-02

S65 Uniform Investment Adviser Law Examination

2022-08-22
S63 Uniform Securities Agent State Law Examination

1992-04-02

View on SEC IAPD