Kathleen Ann Stepp

Current Employers

Stepp & Rothwell Inc

7300 College Boulevard Suite 100, Overland Park, KS 66210-2301 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2020-09-11
KS	RA	APPROVED	1995-07-26

UT RA
APPROVED

Since 2020-09-11
KS RA
APPROVED

Since 1995-07-26

Branch Locations

7300 College Boulevard Suite 100, Overland Park, KS 66210-2301 • United States

Park City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stepp & Rothwell, Inc.	Overland Park	KS	08/1992	Present

08/1992 → Present

Stepp & Rothwell, Inc.

Overland Park, KS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-07

S65 Uniform Investment Adviser Law Examination

1992-01-07

Designations

Other Names

Kathleen Ann Pearson
Kathleen Ann Stepp Rothwell

View on SEC IAPD

Current Employers

Stepp & Rothwell Inc

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

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