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Rutherford Douglas Neal

Neal Advisors, LLC

Columbia, SC

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Current Employers
Neal Advisors, Llc

Columbia, SC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-07
  • SC RA
    APPROVED
    Since 2026-01-07

Branch Locations

Columbia, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R. Douglas Neal Jr Cpa Pa Columbia SC 12/1996 12/2022
Neal Advisors, Llc Columbia SC 01/2009 Present
  • 12/1996 → 12/2022
    R. Douglas Neal Jr Cpa Pa
    Columbia, SC
  • 01/2009 → Present
    Neal Advisors, Llc
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-07
  • S65 Uniform Investment Adviser Law Examination
    1992-01-07
Other Names
  • R Neal

View on SEC IAPD

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