Kathie Jeanne Gallagher

Current Employers

Employment History

• 05/2014 → 06/2017
  Ccf Investments Inc.
  Greensboro, GA
• 05/2014 → 08/2019
  Capital Choice Financial Services
  Greensboro, GA
• 05/2016 → 06/2017
  Capital Choice Investment Advisers, Inc.
  Greensboro, GA
• 06/2017 → 08/2019
  Ameritas Investment Corp.
  Lincoln, NE
• 07/2005 → Present
  Seaside Solutions
  Auburn, CA
• 08/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2017-06-21 → 2019-08-29
  Ameritas Investment Company, Llc
  Greensboro, GA
  Arroyo Grande, CA
  Auburn, CA
• 2016-05-12 → 2017-06-23
  Capital Choice Investment Advisers, Inc.
  Arroyo Grande, CA
  Grover Beach, CA
  Greensboro, GA
• 2012-11-01 → 2014-05-28
  Pfs Investments Inc.
  Worthington, OH
  Daytona Beach, FL
  Ormond Beach, FL
  Worthington, OH
  Orange City, FL
  Port Orange, FL

Other Businesses

* Insurance licensed for Life, Health (LTC and VA), Property and Casualty. Property and Casualty lic heard with Stratton Agency; 1380 Lead Hill Blvd Ste 210, Roseville CA 95661. * Seaside Solutions; DBA and address same as branch; * Lease on Love; same as branch; non-inv rel EPICPRO FINANCIAL MANAGEMENT POSITION: representative NATURE: Providing life insurance, FIA, LTC and LTD where appropriate INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2020 ADDRESS: 115 Martindale Ln, Auburn CA 95603, United States DESCRIPTION: Epic Pro Financial Management is responsiblefor processing compensation for life insurance products, including term life, FIA, disability and LTC SMARTVESTOR PRO MARKETING PROGRAM PARTICIPANT POSITION: no position with SVP NATURE: Lead Generation program, I receive leads from the program INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/01/2014 ADDRESS: 115 Martindale Ln, Auburn CA 95603, United States DESCRIPTION: Lead generation program. Received leads, call to introduce self and set appt. Review client financial situation, determine needs for insurance and investments and implement appropriate programs. DISCOVER RISING TIDES POSITION: Sponsor/ Co-host/ Organizer NATURE: Co-host radio/podcast on non-financial discussions. Challenges and successes of business starts and continued success. Supporting a platform for personal and professional growth through events co sponsored with coaches and yoga teachers. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/14/2021 ADDRESS: 115 Martindale Ln, Auburn CA 95603, United States DESCRIPTION: Co-host radio/podcast on non-financial discussions. Challenges and successes of business starts and continued success.Supporting a platform for personal and professional growth through events co sponsored with coaches and yoga teachers. SEASIDE SOLUTIONS, Is Investment Related, DBA, Financial Professional 08/25/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. DIRIGO SEASIDE WANDERER, INC Is Not Investment Related, Corporation for business, President, 2020-03-09, 200 hours per month, 200 hours per month during trading hours, No Compensation Compensation, "Corporation set up for current business, DBA Seaside Solutions." ENTRUST BUSINESS SOLUTIONS INVESTMENT RELATED: Is Not Investment Related, ADDRESS: POB 630431, Highland Ranch, CO, 80163, United States", Will and Trust Preparation Service, Referral Agent, 7/1/2025, 4 hours per month, 4 hours per month during trading hours, DESCRIPTION: I am a referral agent for the company. I am only paid a referral fee the referral engages the services to Entrust assisting preparation a Will and Trust. Compensation will be paid through our insurance brokerage EPICPRo Financial Management.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-08
• S63 Uniform Securities Agent State Law Examination
  2011-07-09

Other Names

• Kathie Jeanne Dorgan
• Jeanne Gallagher