Thomas Alexander Westmoreland

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 03/2017
  Metlife Resources
  Fairfax, VA
• 03/2017 → Present
  Mml Investors Services, Llc
  Mclean, VA
• 07/2016 → Present
  Massmutual Life Insurance Company
  Mclean, VA

Previous Registrations

• 2005-12-06 → 2017-03-25
  Msi Financial Services, Inc.
  Elkridge, MD
  Alexandria, VA
  Alexandria, VA
  Columbia, MD
  Baltimore, MD
  Springfield, MA
  Springfield, MA
  Fairfax, VA
  Columbia, MD
  Falls Church, VA
• 1994-01-01 → 2006-01-12
  Metlife Investment Fund Services Llc
  Columbia, MD

Other Businesses

NAME: N/A INV REL: Y ADDR: 8307 SECOND AVE, STONE HARBOR, NJ 08247 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 7/15/2017 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 2.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-01
• S63 Uniform Securities Agent State Law Examination
  1992-01-17

Other Names

• Tom Westmoreland