Kim A Richardson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Cetera Financial Group
  El Segundo, CA
• 05/2011 → Present
  Cetera Advisors Networks
  El Segundo, CA
• 10/2014 → Present
  Advisor Group
  Hermosa Beach, CA

Previous Registrations

• 2011-06-08 → 2014-10-01
  Cetera Wealth Services, Llc
  El Segundo, CA
• 2005-08-10 → 2009-12-23
  Associated Planners Investment Advisory Inc
  El Segundo, CA
• 2005-07-25 → 2009-11-13
  Associated Securities Corp.
  Boston, MA
  El Segundo, CA
  Los Angeles, CA
• 2005-01-11 → 2005-06-20
  Curian Capital, Llc
  Denver, CO
• 2002-02-04 → 2003-03-14
  Sunamerica Securities, Inc.
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1992-04-22