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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-02-14 |
| IL | RA | APPROVED | 2022-02-11 |
| TX | RA | APPROVED | 2022-02-11 |
Branch Locations
11175 Cicero Dr Ste 450, Alpharetta, GA 30022-1166 • United States
Ellijay, GA • United States
Ellijay, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Lisle | IL | 02/2012 | 02/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2022 |
| Morgan Stanley | Alpharetta | GA | 09/2015 | 02/2022 |
| Ameriprise Financial Services, Llc | Alpharetta | GA | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-12 |
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