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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-06-10 |
| PA | RA | APPROVED | 2009-05-13 |
Branch Locations
1767 Sentry Parkway West Suite 110, Blue Bell, PA 19422-2202 • United States
1010 Stony Hill Road Suite 300, Yardley, PA 19067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Blue Bell | PA | 05/2009 | Present |
1. Philadelphia Cricket Club, Philadelphia, PA; Not Investment Related; Nature: Private Country Club; Title/Position: Member Board of Governors and Admissions Committee; Duties: attend monthly meetings regarding the overall operations of Philadelphia Cricket club; Devotes 4 hours/month; Not compensated. 2. Fox Chase Cancer Center, Bucks County Chapter, Philadelphia, PA. Board Member (09/2024) - attend periodic meetings and participate in fundraising activities. Not compensated, not investment related, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-06 |
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