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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-30 |
| TX | RA | APPROVED | 2019-03-20 |
| NJ | RA | APPROVED | 2005-08-04 |
Branch Locations
22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 09/2001 | Present |
Cobleskill Richmondville Education Foundation, Cobleskill, NY. Charitable Foundation which promotes student activities, classroom enrichment and support students. Board Member/Investment Committee (06/2008) - Responsible for recommending investment policies and reporting investment results to the Board. Not compensated, meet quarterly each year.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-03-07 |
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