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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-30
TX RA APPROVED 2019-03-20
NJ RA APPROVED 2005-08-04
  • NY RA
    APPROVED
    Since 2021-03-30
  • TX RA
    APPROVED
    Since 2019-03-20
  • NJ RA
    APPROVED
    Since 2005-08-04

Branch Locations

22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 09/2001 Present
Other Businesses

Cobleskill Richmondville Education Foundation, Cobleskill, NY. Charitable Foundation which promotes student activities, classroom enrichment and support students. Board Member/Investment Committee (06/2008) - Responsible for recommending investment policies and reporting investment results to the Board. Not compensated, meet quarterly each year.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-07
  • S63 Uniform Securities Agent State Law Examination
    1992-03-07
Designations

View on SEC IAPD

Other Firms

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Other Offices

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