Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-01-04 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stockton | CA | 11/1991 | Present |
| Bank Of America, N.A. | Stockton | CA | 05/2011 | Present |
I*45216 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, IN INVESTMENT RELATED: Y ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20005 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 9/14/2011 NUMBER OF HOURS DEVOTED: 48 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 24 DUTIES: VOLUNTEER ITEM WRITER FOR CFP CERTIFICATION EXAMINATION. CONSIDERED A SUBJECT MATERIAL EXPERT (SME)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-23 |
Reach out to this advisor