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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-18
  • CT RA
    APPROVED
    Since 2026-05-18

Branch Locations

555 Long Wharf Drive, New Haven, CT 06511 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-04-20
  • CT RA
    APPROVED
    Since 2016-04-20

Branch Locations

555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States

450 Post Road E, Westport, CT 06880 • United States

Stratford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network New Haven CT 05/2026 Present
Wells Fargo Advisors Llc Westport CT 04/2016 11/2016
Wells Fargo Clearing Services, Llc Westport CT 11/2016 Present
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    New Haven, CT
  • 04/2016 → 11/2016
    Wells Fargo Advisors Llc
    Westport, CT
  • 11/2016 → Present
    Westport, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-22
  • S66 Uniform Combined State Law Examination
    2011-09-22
Other Names
  • Trent Alexander Luby

View on SEC IAPD

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