Martin James Quantz

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-17
IL	RA	APPROVED	2016-04-07

TX RA
APPROVED_RES

Since 2020-01-17
IL RA
APPROVED

Since 2016-04-07

Branch Locations

425 N Martingale Rd Ste 200, Schaumburg, IL 60173 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Huntley	IL	10/2013	Present
Wells Fargo Advisors, Llc	Huntley	IL	12/2014	11/2016
Wells Fargo Clearing Services, Llc	Huntley	IL	11/2016	Present

10/2013 → Present

Wells Fargo Bank, Na

Huntley, IL
12/2014 → 11/2016

Wells Fargo Advisors, Llc

Huntley, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Huntley, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-06
S63	Uniform Securities Agent State Law Examination	2015-02-18

S66 Uniform Combined State Law Examination

2016-04-06
S63 Uniform Securities Agent State Law Examination

2015-02-18

View on SEC IAPD