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Voya Retirement Advisors, LLC CRD 3989
$37.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Grand Rapids | MI | 05/2011 | 03/2018 |
| Voya Financial Advisors, Inc. | Grand Rapids | MI | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-07 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-13 |
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