Steven Dieter Moeller

Employer firm

Sdmi Insurance And Financial Services CRD 171312

$2.59M regulatory AUM 4 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Sdmi Insurance And Financial Services

3385 Bass Lake Rd. Suite 100 #306, El Dorado Hills, CA 95762 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Fremont, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sdmi Insurance And Financial Services	Fremont	CA	05/2014	Present

05/2014 → Present

Sdmi Insurance And Financial Services

Fremont, CA

Previous Registrations

2012-04-23 → 2014-08-06

Commonwealth Financial Network

Waltham, MA

Fremont, CA

Other Businesses

1)SDMI INSURANCE SERVICES; FIXED INSURANCE SALES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-16
S63	Uniform Securities Agent State Law Examination	2005-05-07

S65 Uniform Investment Adviser Law Examination

2006-03-16
S63 Uniform Securities Agent State Law Examination

2005-05-07

View on SEC IAPD